Ernest Mandel Origines and definition of the modern proletariat
Origins and Definition of the Modern Proletariat
Among the direct ancestors of the modern proletariat we must include the uprooted population of the Middle Ages which was no longer bound to the soil or incorporated in the trades, corporations and guilds of the free towns, and was consequently a wandering, rootless population, which had begun to sell its labor by the day or even by the hour. There were quite a few cities in the Middle Ages, notably Florence, Venice and Bruges, where a “labor market” appeared as early as the thirteenth, fourteenth, or fifteenth centuries. These cities had a place where the poor who did not belong to any craft, were not journeymen for an artisan and had no means of subsistence, assembled and waited to be hired by some merchant or businessman for an hour, half a day, a day, etc.
Another origin of the modern proletariat, closer to us in time, lies in what has been called the disbanding of the feudal retinues. It therefore corresponds with the long and slow decline of the feudal nobility, which set in during the thirteenth and fourteenth centuries and terminated with the bourgeois revolution in France at the end of the eighteenth century. In the remote Middle Ages, there were sometimes fifty, sixty to over a hundred households living directly from the feudal lord. The number of these individual attendants began to decline, especially during the sixteenth century, which was marked by a sharp rise in prices, and as a consequence, a great impoverishment of all those social classes with fixed money incomes. The feudal lords of Western Europe were also hard hit because most of them had converted rent in kind into money rent. One of the results of this impoverishment was a massive discharge of a substantial section of the feudal retinues. In this way thousands of former valets, servants, and clerks to the nobles became wanderers, beggars, etc.
A third origin of the modern proletariat comes from the expulsion of a part of the peasantry from its lands as a result of the transformation of these agricultural lands into grass-lands. The great English Utopian socialist Thomas More advanced this magnificent formula as far back as the sixteenth century: “Sheep have eaten men”; in other words, the transformation of fields into grasslands for grazing sheep, as a result of the development of the wool industry, threw thousands upon thousands of English peasants off their lands and condemned them to starvation.
There is still a fourth origin of the modern proletariat, one which played a somewhat lesser role in Western Europe but an enormous one in Central and Eastern Europe, Asia, Latin America and North Africa: it is the destruction of the former artisans in the competitive struggle between the handicrafts and modern industry as the latter made its way into these underdeveloped countries from the outside.
In summary, the capitalist mode of production is a regime in which the means of production have become a monopoly in the hands of a social class and in which the producers, separated from these means of production, are free but are deprived of all means of subsistence and consequently must sell their labor-power to the owners of these means of production in order to subsist.
What is characteristic of the proletarian therefore is not the level of his wage, whether this be high or low, but primarily the fact that he has been cut off from his means of production, or that his income is insufficient for him to work for his own account.
In order to learn whether the proletarian condition is on the road to disappearing or whether, on the contrary, it is on the road of expansion, it is not so much the average wage of the worker or the average salary of the clerk which we must examine, but this wage or salary as compared with his average consumption; in other words, we must look into his possibilities for savings and compare them with the expenses of setting up an independent enterprise. If we determine that each worker, each clerk, can, after ten years of work, put aside a pile of savings which would allow him to purchase a store or small workshop, then we might say that the proletarian condition is regressive and that we live in a society in which property in the means of production is spreading and becoming generalized.
If we find, however, that the overwhelming majority of workers, manual, white-collar and governmental, remain the same poor fellows after a life of labor that they were before, in other words with no savings or not enough capital to buy means of production, we may conclude that the proletarian condition has become generalized rather than contracted, and that it is far more prevalent today than it was 50 years ago. When we examine statistics on the social structure of the United States, for example, we can see that over the past 60 years, there has been an uninterrupted decrease every five years in the percentage of the active American population working for its own account and classified as businessmen or working in a family business, whereas the percentage of this same population which is compelled to sell its labor-power has steadily increased.
Moreover, if we examine the statistics on the distribution of private wealth, we find that the overwhelming majority of workers, we may say 95 per cent, and the very great majority of white-collar workers (80 or 85 per cent) are not even able to amass petty sums, small capitals; in other words, these groups expend their entire incomes. Fortunes are in reality limited to a very small fraction of the population. In most capitalist countries, 1%, 2%, 2.5%, 3.5% or 5% of the population possess 40%, 50%, 60% of the private wealth of the country, the balance being in the hands of 20% or 25% of this same population. The first category of possessors is the big bourgeoisie; the second category is the middle and petty bourgeoisie. And all those who are outside these categories own nothing but consumer goods (sometimes including their housing).
When honestly compiled, statistics on estate duties and inheritance taxes are very revealing on this subject.
A specific study made by the Brookings Institute (a source above any suspicion of Marxism) for the New York Stock Exchange reveals that only one or two per cent of workers own stocks and further that this “ownership” averages about $1,000 worth.
Virtually all capital is therefore in the hands of the bourgeoisie and this reveals the self-reproductive character of the capitalist system: those who possess capital keep on accumulating more and more; those who do not possess it rarely can acquire it. In this way the division in society is perpetuated in a possessing class and a class compelled to sell its labor-power. The price for this labor-power, the wage, is virtually consumed in toto, whereas the possessing class has a capital constantly increasing from surplus value. Society’s enrichment in capital therefore takes place, so to speak, for the exclusive profit of a single social class, namely, the capitalist class.